Unclaimed Profile

Piergiacomo Rock

AZ APICE CAPITAL MANAGEMENT LLC·MIAMI, Florida

SIE, Series 3, Series 7, Series 9, Series 63, Series 65, Series 66Clean record11 years registeredAZ APICE CAPITAL MANAGEMENT LLC

1221 BRICKELL AVENUE, MIAMI, FL 33131CRD# 4206723Firm CRD# 281973

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Piergiacomo Rock · MIAMI, FL

Registration

CRD #4206723 · AZ APICE CAPITAL MANAGEMENT LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AZ APICE CAPITAL MANAGEMENT LLC

AZ APICE CAPITAL MANAGEMENT LLC

Dec 2015 – Jan 2020

MIAMI, FL

MORGAN STANLEY

Mar 2015 – Oct 2015

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 63

Series 65

Series 66

Registration record

First registered · March 17, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AZ APICE CAPITAL MANAGEMENT LLC

CRD 281973 · SEC 801-107020

AUM

$345M

Regulatory assets under management

Employees

166 client accounts

Services offered by AZ APICE CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AZ APICE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Piergiacomo Rock offer?

Piergiacomo Rock specializes in Financial Planning, Investment Management.

What are Piergiacomo Rock's credentials?

Piergiacomo Rock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Piergiacomo Rock located?

Piergiacomo Rock is based in MIAMI, Florida, last registered with AZ APICE CAPITAL MANAGEMENT LLC.

How does Piergiacomo Rock charge for services?

Piergiacomo Rock's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AZ APICE CAPITAL MANAGEMENT LLC?

AZ APICE CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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