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Piergiacomo Rock

AZ APICE CAPITAL MANAGEMENT LLC·MIAMI, Florida
Series 3, Series 7, Series 9, Series 63, Series 65, Series 66Clean record11 years registeredAZ APICE CAPITAL MANAGEMENT LLC
1221 BRICKELL AVENUE, MIAMI, FL 33131CRD# 4206723Firm CRD# 281973

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Piergiacomo Rock · MIAMI, FL
Registration
CRD #4206723 · AZ APICE CAPITAL MANAGEMENT LLC · 11 years registered
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
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About

Piergiacomo Rock is a registered financial advisor based in MIAMI, Florida, affiliated with AZ APICE CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
AZ APICE CAPITAL MANAGEMENT LLC
AZ APICE CAPITAL MANAGEMENT LLC
AUM
$345M
Regulatory assets under management
Employees
4
Total firm employees
Services
Financial planning
Portfolio management (individuals)
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4206723
Firm CRD# 281973
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Piergiacomo Rock offer?
Piergiacomo Rock specializes in Financial Planning, Investment Management. Contact their office in MIAMI, Florida for a consultation.
What are Piergiacomo Rock's credentials?
Piergiacomo Rock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Piergiacomo Rock located?
Piergiacomo Rock is based in MIAMI, Florida, working with AZ APICE CAPITAL MANAGEMENT LLC. Their office serves clients in the MIAMI metropolitan area and surrounding communities.
How does Piergiacomo Rock charge for services?
Piergiacomo Rock's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AZ APICE CAPITAL MANAGEMENT LLC?
AZ APICE CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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