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Ralph Carter Allen

ALLEN & COMPANY OF FLORIDA, LLC·LAKELAND, Florida
Series 1Series 66SIE
Unclaimed Profile
1401 SOUTH FLORIDA AVE, LAKELAND, FL 33803CRD# 3462Firm CRD# 25
01

About

Ralph Carter Allen is a registered financial advisor based in LAKELAND, Florida, affiliated with ALLEN & COMPANY OF FLORIDA, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ALLEN & COMPANY OF FLORIDA, LLC
ALLEN & COMPANY OF FLORIDA, LLC
AUM
$1.4B
Regulatory assets under management
Employees
65
Total firm employees
View all advisors at ALLEN & COMPANY OF FLORIDA, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 3462
Firm CRD# 25
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ralph Carter Allen offer?
Ralph Carter Allen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKELAND, Florida for a consultation.
What are Ralph Carter Allen's credentials?
Ralph Carter Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ralph Carter Allen located?
Ralph Carter Allen is based in LAKELAND, Florida, working with ALLEN & COMPANY OF FLORIDA, LLC. Their office serves clients in the LAKELAND metropolitan area and surrounding communities.
How does Ralph Carter Allen charge for services?
Ralph Carter Allen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALLEN & COMPANY OF FLORIDA, LLC?
ALLEN & COMPANY OF FLORIDA, LLC has approximately 65 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LAKELAND
Joseph Gary Spooner — ALLEN & COMPANY OF FLORIDA, INC.Laura J Hawley — ALLEN & COMPANY OF FLORIDA, LLCPeter Charles Golotko — CHAS. P. SMITH & ASSOCIATES, PA, CPA'SJames Martin Luffman — CHAS. P. SMITH & ASSOCIATES, PA, CPA'SKyong Kim — BROOKSTONE SECURITIES, INC.
Nearby cities in Florida
MIAMI (1221)TAMPA (396)BOCA RATON (391)CORAL GABLES (291)WEST PALM BEACH (251)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideWEST PALM BEACH Guide
Research
Advisor Fees in FloridaNational Fee Analysis
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