Unclaimed Profile

Richard Allen Pollack

PROVENANCE WEALTH ADVISORS, LLC·FORT LAUDERDALE, Florida

Series 6, Series 65Clean record25 years registeredPROVENANCE WEALTH ADVISORS, LLC

515 EAST LAS OLAS BOULEVARD, FORT LAUDERDALE, FL 33301CRD# 4284079Firm CRD# 126529

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Allen Pollack · FORT LAUDERDALE, FL

Registration

CRD #4284079 · PROVENANCE WEALTH ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROVENANCE WEALTH ADVISORS, LLC

WALNUT STREET SECURITIES, INC.

Aug 2003 – Dec 2011

MIAMI, FL

PROVENANCE WEALTH ADVISORS

May 2003 – Mar 2018

FORT LAUDERDALE, FL

NATHAN & LEWIS SECURITIES, INC.

Nov 2000 – Aug 2003

FT. LAUDERDALE, FL

Registrations & Exams

FINRA examinations passed

Series 6

Series 65

Registration record

First registered · November 2, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVENANCE WEALTH ADVISORS, LLC

CRD 126529 · SEC 801-113505

AUM

$2.6B

Regulatory assets under management

Employees

2,046 client accounts

Services offered by PROVENANCE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROVENANCE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Allen Pollack offer?

Richard Allen Pollack specializes in Financial Planning, Investment Management.

What are Richard Allen Pollack's credentials?

Richard Allen Pollack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Allen Pollack located?

Richard Allen Pollack is based in FORT LAUDERDALE, Florida, last registered with PROVENANCE WEALTH ADVISORS, LLC.

How does Richard Allen Pollack charge for services?

Richard Allen Pollack's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVENANCE WEALTH ADVISORS, LLC?

PROVENANCE WEALTH ADVISORS, LLC has approximately 50 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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