Unclaimed Profile

David Joseph Scranton

SOUND INCOME STRATEGIES, LLC·FORT LAUDERDALE, Florida

Series 7, Series 24, Series 63, Series 65CFP ChFC23 years registeredSOUND INCOME STRATEGIES, LLC

500 W CYPRESS CREEK ROAD, FORT LAUDERDALE, FL 33309CRD# 1711211Firm CRD# 173272

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Joseph Scranton · FORT LAUDERDALE, FL

Registration

CRD #1711211 · SOUND INCOME STRATEGIES, LLC · 23 years registered

Brand Profile

Not yet started

Career History

SOUND INCOME STRATEGIES, LLC

Nov 2014 – present

INVESTMENT ADVISORS CORP

Oct 2008 – Nov 2014

WESTBROOK, CT

LINCOLN FINANCIAL ADVISORS CORPORATION

Jan 2003 – Jul 2006

WESTBROOK, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 2, 2003

Years registered · 23

Professional designations · CFP, ChFC

Disclosure History

2003Regulatory·Final

2002Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SOUND INCOME STRATEGIES, LLC

CRD 173272 · SEC 801-80425

AUM

$3.0B

Regulatory assets under management

Employees

24,067 client accounts

Services offered by SOUND INCOME STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOUND INCOME STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does David Joseph Scranton offer?

David Joseph Scranton specializes in Financial Planning, Investment Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.

What are David Joseph Scranton's credentials?

David Joseph Scranton holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Joseph Scranton located?

David Joseph Scranton is based in FORT LAUDERDALE, Florida, working with SOUND INCOME STRATEGIES, LLC. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.

How does David Joseph Scranton charge for services?

David Joseph Scranton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUND INCOME STRATEGIES, LLC?

SOUND INCOME STRATEGIES, LLC has approximately 96 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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