Unclaimed Profile

Michael Charles Tuma

SOUND INCOME STRATEGIES, LLC·FORT LAUDERDALE, Florida

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record30 years registeredSOUND INCOME STRATEGIES, LLC

6550 N FEDERAL HIGHWAY, FORT LAUDERDALE, FL 33308CRD# 1639356Firm CRD# 173272

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Charles Tuma · FORT LAUDERDALE, FL

Registration

CRD #1639356 · SOUND INCOME STRATEGIES, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUND INCOME STRATEGIES, LLC

SOUND INCOME STRATEGIES, LLC

Mar 2017 – Aug 2018

Ft Lauderdale, FL

CLIENT ONE SECURITIES LLC

Feb 2011 – Feb 2017

LEAWOOD, KS

INVESTMENT ADVISORS CORP

Mar 2007 – Dec 2010

OVERLAND PARK, KS

SII INVESTMENTS, INC.

Jun 1996 – Sep 2006

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 10, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUND INCOME STRATEGIES, LLC

CRD 173272 · SEC 801-80425

AUM

$3.0B

Regulatory assets under management

Employees

24,067 client accounts

Services offered by SOUND INCOME STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOUND INCOME STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Charles Tuma offer?

Michael Charles Tuma specializes in Financial Planning, Investment Management.

What are Michael Charles Tuma's credentials?

Michael Charles Tuma is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Charles Tuma located?

Michael Charles Tuma is based in FORT LAUDERDALE, Florida, last registered with SOUND INCOME STRATEGIES, LLC.

How does Michael Charles Tuma charge for services?

Michael Charles Tuma's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUND INCOME STRATEGIES, LLC?

SOUND INCOME STRATEGIES, LLC has approximately 96 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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