Unclaimed Profile

Steven Peter Cox

SOUND INCOME STRATEGIES, LLC·FORT LAUDERDALE, Florida

Series 6, Series 7, Series 63, Series 659 years registeredSOUND INCOME STRATEGIES, LLC

6550 N FEDERAL HIGHWAY, FORT LAUDERDALE, FL 33308CRD# 4560111Firm CRD# 173272

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Peter Cox · FORT LAUDERDALE, FL

Registration

CRD #4560111 · SOUND INCOME STRATEGIES, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUND INCOME STRATEGIES, LLC

SOUND INCOME STRATEGIES, LLC

Feb 2017 – Jan 2025

Westbrook, CT

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · February 2, 2017

Years registered · 9

Disclosure History

1977Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SOUND INCOME STRATEGIES, LLC

CRD 173272 · SEC 801-80425

AUM

$3.0B

Regulatory assets under management

Employees

24,067 client accounts

Services offered by SOUND INCOME STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOUND INCOME STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Peter Cox offer?

Steven Peter Cox specializes in Financial Planning, Investment Management.

What are Steven Peter Cox's credentials?

Steven Peter Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Peter Cox located?

Steven Peter Cox is based in FORT LAUDERDALE, Florida, last registered with SOUND INCOME STRATEGIES, LLC.

How does Steven Peter Cox charge for services?

Steven Peter Cox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUND INCOME STRATEGIES, LLC?

SOUND INCOME STRATEGIES, LLC has approximately 96 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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