Unclaimed Profile

Todd Matthew Walters

SPEARHEAD ADMINISTRATIVE SERVICES, LLC·GREENVILLE, Delaware

SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65, Series 79TO, Series 99TOClean record9 years registeredSPEARHEAD ADMINISTRATIVE SERVICES, LLC

3828 KENNETT PIKE, GREENVILLE, DE 19807CRD# 4823763Firm CRD# 319289

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Matthew Walters · GREENVILLE, DE

Registration

CRD #4823763 · SPEARHEAD ADMINISTRATIVE SERVICES, LLC · 9 years registered

Brand Profile

Not yet started

Career History

ROCKEFELLER CAPITAL MANAGEMENT

Oct 2023 – present

ROCKEFELLER CAPITAL MANAGEMENT

Jun 2022 – present

SPEARHEAD CAPITAL ADVISORS, LLC

Jun 2017 – Jun 2022

WELLINGTON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · June 13, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPEARHEAD ADMINISTRATIVE SERVICES, LLC

CRD 319289 · SEC 801-123610

AUM

$1.2B

Regulatory assets under management

Employees

293 client accounts

Services offered by SPEARHEAD ADMINISTRATIVE SERVICES, LLC

Per Form ADV

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at SPEARHEAD ADMINISTRATIVE SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Todd Matthew Walters offer?

Todd Matthew Walters specializes in Retirement Planning, Wealth Management. Contact their office in GREENVILLE, Delaware for a consultation.

What are Todd Matthew Walters's credentials?

Todd Matthew Walters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Todd Matthew Walters located?

Todd Matthew Walters is based in GREENVILLE, Delaware, working with SPEARHEAD ADMINISTRATIVE SERVICES, LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.

How does Todd Matthew Walters charge for services?

Todd Matthew Walters's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPEARHEAD ADMINISTRATIVE SERVICES, LLC?

SPEARHEAD ADMINISTRATIVE SERVICES, LLC has approximately 9 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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