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Thomas Martin Weary

LAU ASSOCIATES LLC·GREENVILLE, Delaware
Series 7, Series 24, Series 63, Series 65Clean record25 years registeredLAU ASSOCIATES LLC
20 MONTCHANIN ROAD, GREENVILLE, DE 19807CRD# 1907096Firm CRD# 105608

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Martin Weary · GREENVILLE, DE
Registration
CRD #1907096 · LAU ASSOCIATES LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: LAU ASSOCIATES LLC
CREATIVE PLANNING
Jan 2022 – Jul 2022
La Mesa, CA
REILLY FINANCIAL ADVISORS
Jul 2019 – Jan 2022
LA MESA, CA
LAU ASSOCIATES LLC
May 2011 – Jul 2019
GREENVILLE, DE
PACIFIC INCOME ADVISERS INC
Jan 2010 – Apr 2011
EL SEGUNDO, CA
DIAMOND PORTFOLIO ADVISORS, LLC
Apr 2001 – Nov 2009
LOS ANGELES, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · April 10, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAU ASSOCIATES LLC
CRD 105608 · SEC 801-24354
AUM
$650M
Regulatory assets under management
Employees
7
161 client accounts
Services offered by LAU ASSOCIATES LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LAU ASSOCIATES LLC →
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05

Frequently Asked Questions

What services does Thomas Martin Weary offer?
Thomas Martin Weary specializes in Financial Planning, Investment Management.
What are Thomas Martin Weary's credentials?
Thomas Martin Weary is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Martin Weary located?
Thomas Martin Weary is based in GREENVILLE, Delaware, last registered with LAU ASSOCIATES LLC.
How does Thomas Martin Weary charge for services?
Thomas Martin Weary's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAU ASSOCIATES LLC?
LAU ASSOCIATES LLC has approximately 7 employees and manages $650M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LAU ASSOCIATES LLC

Jacob Dorsey Weaver
GREENVILLE, DE
Jorge Ramon Rueda
GREENVILLE, DE
Laura Davlin Granger
GREENVILLE, DE
Judith Wisdom Lau
GREENVILLE, DE
Lucinda Lea Peterson
GREENVILLE, DE

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Nearby cities in Delaware
WILMINGTON (110)NEWARK (12)DOVER (10)REHOBOTH BEACH (8)LEWES (5)ROCKLAND (2)DAGSBORO (2)MONTCHANIN (2)HOCKESSIN (1)0000740272 (1)
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Research
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