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Howard Calvert Richardson

INVESTMENT MANAGEMENT & PLANNING LLC·GREENVILLE, Delaware
SIE, Series 7, Series 24, Series 63, Series 65CFPClean record28 years registeredINVESTMENT MANAGEMENT & PLANNING LLC
20 MONTCHANIN ROAD, GREENVILLE, DE 19807CRD# 2175911Firm CRD# 146041

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Calvert Richardson · GREENVILLE, DE
Registration
CRD #2175911 · INVESTMENT MANAGEMENT & PLANNING LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

INVESTMENT MANAGEMENT & PLANNING LLC
Feb 2002 – present
LPL FINANCIAL LLC
Aug 1997 – Sep 2016
DEWEY BEACH, DE
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · August 19, 1997
Years registered · 28
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
INVESTMENT MANAGEMENT & PLANNING LLC
CRD 146041 · SEC 801-107553
AUM
$197M
Regulatory assets under management
Employees
3
497 client accounts
Services offered by INVESTMENT MANAGEMENT & PLANNING LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at INVESTMENT MANAGEMENT & PLANNING LLC →
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Frequently Asked Questions

What services does Howard Calvert Richardson offer?
Howard Calvert Richardson specializes in Financial Planning, Investment Management. Contact their office in GREENVILLE, Delaware for a consultation.
What are Howard Calvert Richardson's credentials?
Howard Calvert Richardson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Howard Calvert Richardson located?
Howard Calvert Richardson is based in GREENVILLE, Delaware, working with INVESTMENT MANAGEMENT & PLANNING LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.
How does Howard Calvert Richardson charge for services?
Howard Calvert Richardson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INVESTMENT MANAGEMENT & PLANNING LLC?
INVESTMENT MANAGEMENT & PLANNING LLC has approximately 3 employees and manages $197M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Delaware
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