Unclaimed Profile

Polina R. Crotty

REGENT WEALTH MANAGEMENT GROUP, INC.·WOODBRIDGE, Connecticut

Series 7, Series 63, Series 65Clean record18 years registeredREGENT WEALTH MANAGEMENT GROUP, INC.

ONE BRADLEY ROAD, WOODBRIDGE, CT 06525-9875CRD# 4418453Firm CRD# 113722

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Polina R. Crotty · WOODBRIDGE, CT

Registration

CRD #4418453 · REGENT WEALTH MANAGEMENT GROUP, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: REGENT WEALTH MANAGEMENT GROUP, INC.

CWM, LLC

Jan 2022 – Jun 2022

Concord, MA

FIDUCIENT ADVISORS LLC

Jan 2021 – Jan 2022

WINDSOR, CT

FIDUCIARY INVESTMENT ADVISORS, LLC

Jun 2017 – Dec 2020

WINDSOR, CT

REGENT WEALTH MANAGEMENT GROUP

Nov 2007 – Mar 2014

WOODBRIDGE, CT

REGENT WEALTH MANAGEMENT GROUP

Oct 2007 – Nov 2007

WOODBRIDGE, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 22, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGENT WEALTH MANAGEMENT GROUP, INC.

CRD 113722 · SEC 801-60412

AUM

$263M

Regulatory assets under management

Employees

639 client accounts

Services offered by REGENT WEALTH MANAGEMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REGENT WEALTH MANAGEMENT GROUP, INC. →

Introduction

Speak with Polina

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Polina is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WOODBRIDGE?

Browse all registered financial advisors in WOODBRIDGE, Connecticut or claim this profile if it's yours.

Browse WOODBRIDGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Polina R. Crotty offer?

Polina R. Crotty specializes in Financial Planning, Investment Management.

What are Polina R. Crotty's credentials?

Polina R. Crotty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Polina R. Crotty located?

Polina R. Crotty is based in WOODBRIDGE, Connecticut, last registered with REGENT WEALTH MANAGEMENT GROUP, INC..

How does Polina R. Crotty charge for services?

Polina R. Crotty's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retirement plans - percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGENT WEALTH MANAGEMENT GROUP, INC.?

REGENT WEALTH MANAGEMENT GROUP, INC. has approximately 4 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →