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Paul Harrigan

WHARTON MIDMARKET INVESTMENT ADVISORS INC.·WOODBRIDGE, Connecticut
SIE, Series 7, Series 24, Series 28, Series 52TO, Series 53, Series 63, Series 66, Series 79, Series 99TOClean record6 years registeredWHARTON MIDMARKET INVESTMENT ADVISORS INC.
27 BROOK ROAD, WOODBRIDGE, CT 06525CRD# 6039178Firm CRD# 301186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul Harrigan · WOODBRIDGE, CT
Registration
CRD #6039178 · WHARTON MIDMARKET INVESTMENT ADVISORS INC. · 6 years registered
Brand Profile
Not yet started
01

Career History

WHARTON MIDMARKET INVESTMENT ADVISORS INC
Jan 2021 – present
WHARTON MIDMARKET INVESTMENT ADVISORS INC
Aug 2019 – Dec 2020
WOODBRIDGE, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 28
Series 52TO
Series 53
Series 63
Series 66
Series 79
Series 99TO
Registration record
First registered · August 21, 2019
Years registered · 6
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WHARTON MIDMARKET INVESTMENT ADVISORS INC.
CRD 301186 · SEC 801-116676
AUM
$141M
Regulatory assets under management
Employees
2
35 client accounts
Services offered by WHARTON MIDMARKET INVESTMENT ADVISORS INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WHARTON MIDMARKET INVESTMENT ADVISORS INC. →
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05

Frequently Asked Questions

What services does Paul Harrigan offer?
Paul Harrigan specializes in Financial Planning, Investment Management. Contact their office in WOODBRIDGE, Connecticut for a consultation.
What are Paul Harrigan's credentials?
Paul Harrigan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Harrigan located?
Paul Harrigan is based in WOODBRIDGE, Connecticut, working with WHARTON MIDMARKET INVESTMENT ADVISORS INC.. Their office serves clients in the WOODBRIDGE metropolitan area and surrounding communities.
How does Paul Harrigan charge for services?
Paul Harrigan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WHARTON MIDMARKET INVESTMENT ADVISORS INC.?
WHARTON MIDMARKET INVESTMENT ADVISORS INC. has approximately 2 employees and manages $141M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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