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Paul Brian Schatz

HERITAGE CAPITAL, LLC·WOODBRIDGE, Connecticut
Series 7, Series 24, Series 31, Series 63, Series 65Clean record29 years registeredHERITAGE CAPITAL, LLC
1 BRADLEY ROAD SUITE 202, WOODBRIDGE, CT 06525CRD# 2241878Firm CRD# 127650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul Brian Schatz · WOODBRIDGE, CT
Registration
CRD #2241878 · HERITAGE CAPITAL, LLC · 29 years registered
Brand Profile
Not yet started
01

Career History

HERITAGE CAPITAL, LLC
Jan 2004 – present
BENEFICIAL CAPITAL INC
Jul 1997 – Dec 2005
WOODBRIDGE, CT
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 31
Series 63
Series 65
Registration record
First registered · July 22, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HERITAGE CAPITAL, LLC
CRD 127650 · SEC 801-70050
AUM
$52M
Regulatory assets under management
Employees
1
268 client accounts
Services offered by HERITAGE CAPITAL, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HERITAGE CAPITAL, LLC →
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05

Frequently Asked Questions

What services does Paul Brian Schatz offer?
Paul Brian Schatz specializes in Investment Management, Wealth Management. Contact their office in WOODBRIDGE, Connecticut for a consultation.
What are Paul Brian Schatz's credentials?
Paul Brian Schatz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Brian Schatz located?
Paul Brian Schatz is based in WOODBRIDGE, Connecticut, working with HERITAGE CAPITAL, LLC. Their office serves clients in the WOODBRIDGE metropolitan area and surrounding communities.
How does Paul Brian Schatz charge for services?
Paul Brian Schatz's firm is compensated through percentage of aum, other: flat fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERITAGE CAPITAL, LLC?
HERITAGE CAPITAL, LLC has approximately 1 employees and manages $52M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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