Unclaimed Profile

Alan Paul Weiss

REGENT WEALTH MANAGEMENT GROUP, INC.·WOODBRIDGE, Connecticut

Series 7, Series 24, Series 63Clean record35 years registeredREGENT WEALTH MANAGEMENT GROUP, INC.

ONE BRADLEY ROAD, WOODBRIDGE, CT 06525-9875CRD# 1242376Firm CRD# 113722

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Paul Weiss · WOODBRIDGE, CT

Registration

CRD #1242376 · REGENT WEALTH MANAGEMENT GROUP, INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: REGENT WEALTH MANAGEMENT GROUP, INC.

MERCER GLOBAL ADVISORS INC.

Nov 2019 – Mar 2022

Woodbridge, CT

INDEPENDENT FIDUCIARY ADVISORS, LLC

Jan 2006 – Dec 2007

WOODBRIDGE, CT

REGENT WEALTH MANAGEMENT GROUP

Oct 1990 – Feb 2020

WOODBRIDGE, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · October 25, 1990

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGENT WEALTH MANAGEMENT GROUP, INC.

CRD 113722 · SEC 801-60412

AUM

$263M

Regulatory assets under management

Employees

639 client accounts

Services offered by REGENT WEALTH MANAGEMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REGENT WEALTH MANAGEMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Alan Paul Weiss offer?

Alan Paul Weiss specializes in Financial Planning, Investment Management.

What are Alan Paul Weiss's credentials?

Alan Paul Weiss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Paul Weiss located?

Alan Paul Weiss is based in WOODBRIDGE, Connecticut, last registered with REGENT WEALTH MANAGEMENT GROUP, INC..

How does Alan Paul Weiss charge for services?

Alan Paul Weiss's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retirement plans - percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGENT WEALTH MANAGEMENT GROUP, INC.?

REGENT WEALTH MANAGEMENT GROUP, INC. has approximately 4 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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