Unclaimed Profile

Karen Rose Paulson

FIDUCIARY INVESTMENT ADVISORS, LLC·WINDSOR, Connecticut

Series 7, Series 63, Series 65Clean record29 years registeredFIDUCIARY INVESTMENT ADVISORS, LLC

100 NORTHFIELD DRIVE, WINDSOR, CT 06095CRD# 2257839Firm CRD# 140675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Rose Paulson · WINDSOR, CT

Registration

CRD #2257839 · FIDUCIARY INVESTMENT ADVISORS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

FIDUCIENT ADVISORS LLC

Jan 2021 – present

FIDUCIARY INVESTMENT ADVISORS, LLC

Jun 2006 – Dec 2020

WINDSOR, CT

UBS FINANCIAL SERVICES INC.

Mar 1997 – May 2006

HARTFORD, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 19, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDUCIARY INVESTMENT ADVISORS, LLC

CRD 140675 · SEC 801-66762

AUM

$5.0B

Regulatory assets under management

Employees

224 client accounts

Services offered by FIDUCIARY INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIDUCIARY INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Karen Rose Paulson offer?

Karen Rose Paulson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WINDSOR, Connecticut for a consultation.

What are Karen Rose Paulson's credentials?

Karen Rose Paulson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Rose Paulson located?

Karen Rose Paulson is based in WINDSOR, Connecticut, working with FIDUCIARY INVESTMENT ADVISORS, LLC. Their office serves clients in the WINDSOR metropolitan area and surrounding communities.

How does Karen Rose Paulson charge for services?

Karen Rose Paulson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDUCIARY INVESTMENT ADVISORS, LLC?

FIDUCIARY INVESTMENT ADVISORS, LLC has approximately 60 employees and manages $5.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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