Unclaimed Profile

Anthony John Tranghese

FIDUCIARY INVESTMENT ADVISORS, LLC·WINDSOR, Connecticut

Series 7, Series 66Clean record22 years registeredFIDUCIARY INVESTMENT ADVISORS, LLC

100 NORTHFIELD DRIVE, WINDSOR, CT 06095CRD# 2667738Firm CRD# 140675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony John Tranghese · WINDSOR, CT

Registration

CRD #2667738 · FIDUCIARY INVESTMENT ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

FIDUCIENT ADVISORS LLC

Jan 2021 – present

FIDUCIARY INVESTMENT ADVISORS, LLC

Jun 2006 – Dec 2020

WINDSOR, CT

UBS FINANCIAL SERVICES INC.

Apr 2004 – May 2006

HARTFORD, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · April 16, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDUCIARY INVESTMENT ADVISORS, LLC

CRD 140675 · SEC 801-66762

AUM

$5.0B

Regulatory assets under management

Employees

224 client accounts

Services offered by FIDUCIARY INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIDUCIARY INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony John Tranghese offer?

Anthony John Tranghese specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WINDSOR, Connecticut for a consultation.

What are Anthony John Tranghese's credentials?

Anthony John Tranghese is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony John Tranghese located?

Anthony John Tranghese is based in WINDSOR, Connecticut, working with FIDUCIARY INVESTMENT ADVISORS, LLC. Their office serves clients in the WINDSOR metropolitan area and surrounding communities.

How does Anthony John Tranghese charge for services?

Anthony John Tranghese's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDUCIARY INVESTMENT ADVISORS, LLC?

FIDUCIARY INVESTMENT ADVISORS, LLC has approximately 60 employees and manages $5.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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