Unclaimed Profile

Jeffrey Jules Capone

FIDUCIARY INVESTMENT ADVISORS, LLC·WINDSOR, Connecticut

Series 65Clean record15 years registeredFIDUCIARY INVESTMENT ADVISORS, LLC

100 NORTHFIELD DRIVE, WINDSOR, CT 06095CRD# 5167455Firm CRD# 140675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Jules Capone · WINDSOR, CT

Registration

CRD #5167455 · FIDUCIARY INVESTMENT ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

FIDUCIENT ADVISORS LLC

Jan 2021 – present

FIDUCIARY INVESTMENT ADVISORS, LLC

Dec 2010 – Dec 2020

WINDSOR, CT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 3, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDUCIARY INVESTMENT ADVISORS, LLC

CRD 140675 · SEC 801-66762

AUM

$5.0B

Regulatory assets under management

Employees

224 client accounts

Services offered by FIDUCIARY INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIDUCIARY INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Jules Capone offer?

Jeffrey Jules Capone specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WINDSOR, Connecticut for a consultation.

What are Jeffrey Jules Capone's credentials?

Jeffrey Jules Capone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Jules Capone located?

Jeffrey Jules Capone is based in WINDSOR, Connecticut, working with FIDUCIARY INVESTMENT ADVISORS, LLC. Their office serves clients in the WINDSOR metropolitan area and surrounding communities.

How does Jeffrey Jules Capone charge for services?

Jeffrey Jules Capone's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDUCIARY INVESTMENT ADVISORS, LLC?

FIDUCIARY INVESTMENT ADVISORS, LLC has approximately 60 employees and manages $5.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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