Unclaimed Profile

Russell William Newton

SOURCE CAPITAL GROUP, INC.·WESTPORT, Connecticut

SIE, Series 7, Series 24, Series 27, Series 53, Series 6335 years registeredSOURCE CAPITAL GROUP, INC.

276 POST ROAD WEST, WESTPORT, CT 06880CRD# 1033369Firm CRD# 36719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Russell William Newton · WESTPORT, CT

Registration

CRD #1033369 · SOURCE CAPITAL GROUP, INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOURCE CAPITAL GROUP, INC.

SOURCE CAPITAL GROUP, INC.

Oct 2006 – Oct 2016

WESTPORT, CT

SOURCE CAPITAL MANAGEMENT

Jun 1991 – Oct 2006

WESTPORT, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 53

Series 63

Registration record

First registered · June 3, 1991

Years registered · 35

Disclosure History

2017Regulatory·Final

2014Customer Dispute·Settled

2014Regulatory·Final

2008Customer Dispute·Pending

2001Regulatory·Final

2000Regulatory·Final

1999Regulatory·Final

9 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SOURCE CAPITAL GROUP, INC.

CRD 36719 · SEC 801-88199

AUM

$145M

Regulatory assets under management

Employees

371 client accounts

Services offered by SOURCE CAPITAL GROUP, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SOURCE CAPITAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Russell William Newton offer?

Russell William Newton specializes in Investment Management.

What are Russell William Newton's credentials?

Russell William Newton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Russell William Newton located?

Russell William Newton is based in WESTPORT, Connecticut, last registered with SOURCE CAPITAL GROUP, INC..

How does Russell William Newton charge for services?

Russell William Newton's firm is compensated through percentage of aum, hourly charges, commissions, other: management fees from third party managers.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOURCE CAPITAL GROUP, INC.?

SOURCE CAPITAL GROUP, INC. has approximately 18 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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