Unclaimed Profile

David Webster Harris

SOURCE CAPITAL GROUP, INC.·WESTPORT, Connecticut

SIE, Series 1, Series 5, Series 40, Series 41, Series 63Clean record16 years registeredSOURCE CAPITAL GROUP, INC.

276 POST ROAD WEST, WESTPORT, CT 06880CRD# 237802Firm CRD# 36719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Webster Harris · WESTPORT, CT

Registration

CRD #237802 · SOURCE CAPITAL GROUP, INC. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOURCE CAPITAL GROUP, INC.

SOURCE CAPITAL GROUP, INC.

Nov 2009 – Jul 2017

WESTPORT, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 5

Series 40

Series 41

Series 63

Registration record

First registered · November 17, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOURCE CAPITAL GROUP, INC.

CRD 36719 · SEC 801-88199

AUM

$145M

Regulatory assets under management

Employees

371 client accounts

Services offered by SOURCE CAPITAL GROUP, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SOURCE CAPITAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does David Webster Harris offer?

David Webster Harris specializes in Investment Management.

What are David Webster Harris's credentials?

David Webster Harris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Webster Harris located?

David Webster Harris is based in WESTPORT, Connecticut, last registered with SOURCE CAPITAL GROUP, INC..

How does David Webster Harris charge for services?

David Webster Harris's firm is compensated through percentage of aum, hourly charges, commissions, other: management fees from third party managers.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOURCE CAPITAL GROUP, INC.?

SOURCE CAPITAL GROUP, INC. has approximately 18 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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