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SOURCE CAPITAL GROUP, INC.
SOURCE CAPITAL GROUP, INC.
WESTPORT, Connecticut
·
4 registered advisors
·
CRD# 36719
SEC# 801-88199
203-341-3500 203-682-0720
01
Firm Overview
AUM
$145M
Regulatory assets under management
Employees
18
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Commissions
Other: MANAGEMENT FEES FROM THIRD PARTY MANAGERS.
03
Specialties
Investment Management
04
Advisors at SOURCE CAPITAL GROUP, INC.
4 registered advisors
Bruce Charles Ryan
WESTPORT, Connecticut
CRD# 408083
David Webster Harris
WESTPORT, Connecticut
CRD# 237802
Patrick Duffy
WESTPORT, Connecticut
CRD# 856725
Russell William Newton
WESTPORT, Connecticut
CRD# 1033369
05
Office Locations
WESTPORT, Connecticut
4 advisors
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Data sourced from SEC Form ADV filings. SOURCE CAPITAL GROUP, INC. (CRD# 36719) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.