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Patrick Duffy

SOURCE CAPITAL GROUP, INC.·WESTPORT, Connecticut
SIE, Series 4, Series 6TO, Series 7, Series 7TO, Series 24, Series 55, Series 57TO, Series 63, Series 79TOClean recordSOURCE CAPITAL GROUP, INC.
276 POST ROAD WEST, WESTPORT, CT 06880CRD# 856725Firm CRD# 36719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Patrick Duffy · WESTPORT, CT
Registration
CRD #856725 · SOURCE CAPITAL GROUP, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 6TO
Series 7
Series 7TO
Series 24
Series 55
Series 57TO
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SOURCE CAPITAL GROUP, INC.
CRD 36719 · SEC 801-88199
AUM
$145M
Regulatory assets under management
Employees
18
371 client accounts
Services offered by SOURCE CAPITAL GROUP, INC.
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SOURCE CAPITAL GROUP, INC. →
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04

Frequently Asked Questions

What services does Patrick Duffy offer?
Patrick Duffy specializes in Investment Management. Contact their office in WESTPORT, Connecticut for a consultation.
What are Patrick Duffy's credentials?
Patrick Duffy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Patrick Duffy located?
Patrick Duffy is based in WESTPORT, Connecticut, working with SOURCE CAPITAL GROUP, INC.. Their office serves clients in the WESTPORT metropolitan area and surrounding communities.
How does Patrick Duffy charge for services?
Patrick Duffy's firm is compensated through percentage of aum, hourly charges, commissions, other: management fees from third party managers.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOURCE CAPITAL GROUP, INC.?
SOURCE CAPITAL GROUP, INC. has approximately 18 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SOURCE CAPITAL GROUP, INC.

David Webster Harris
WESTPORT, CT
Russell William Newton
WESTPORT, CT
Bruce Charles Ryan
WESTPORT, CT

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