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Wayne Alan Gates

FIDUCIARY CAPITAL MANAGEMENT, INC.·WALLINGFORD, Connecticut
Clean recordFIDUCIARY CAPITAL MANAGEMENT, INC.
1062 BARNES ROAD, WALLINGFORD, CT 06492-0080CRD# 2281265Firm CRD# 105484

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wayne Alan Gates · WALLINGFORD, CT
Registration
CRD #2281265 · FIDUCIARY CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Wayne Alan Gates is a registered financial advisor based in WALLINGFORD, Connecticut, affiliated with FIDUCIARY CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
FIDUCIARY CAPITAL MANAGEMENT, INC.
FIDUCIARY CAPITAL MANAGEMENT, INC.
AUM
$2.6B
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at FIDUCIARY CAPITAL MANAGEMENT, INC. →
Services
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2281265
Firm CRD# 105484
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Wayne Alan Gates offer?
Wayne Alan Gates specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in WALLINGFORD, Connecticut for a consultation.
What are Wayne Alan Gates's credentials?
Wayne Alan Gates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wayne Alan Gates located?
Wayne Alan Gates is based in WALLINGFORD, Connecticut, working with FIDUCIARY CAPITAL MANAGEMENT, INC.. Their office serves clients in the WALLINGFORD metropolitan area and surrounding communities.
How does Wayne Alan Gates charge for services?
Wayne Alan Gates's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIDUCIARY CAPITAL MANAGEMENT, INC.?
FIDUCIARY CAPITAL MANAGEMENT, INC. has approximately 7 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIDUCIARY CAPITAL MANAGEMENT, INC.

Dennis Ray Taney
WALLINGFORD, CT
Joseph R. Sander
WALLINGFORD, CT
Doris Lee Paul
WALLINGFORD, CT
Katherine Lane Carter
WALLINGFORD, CT
Peter Eliot Bowles
WALLINGFORD, CT
Michael Joseph Deweirdt
WALLINGFORD, CT

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Research
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