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Brendan Richard Toomey

TOOMEY INVESTMENT MANAGEMENT, INC·WALLINGFORD, Connecticut
SIE, Series 6, Series 7, Series 26, Series 63, Series 99TOCFP14 years registeredTOOMEY INVESTMENT MANAGEMENT, INC
420 CENTER STREET, WALLINGFORD, CT 06492CRD# 2195420Firm CRD# 127346

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brendan Richard Toomey · WALLINGFORD, CT
Registration
CRD #2195420 · TOOMEY INVESTMENT MANAGEMENT, INC · 14 years registered
Brand Profile
Not yet started
01

Career History

TOOMEY INVESTMENT MANAGEMENT, INC
May 2019 – present
TOOMEY INVESTMENT MANAGEMENT, INC
Jul 2012 – Dec 2018
WALLINGFORD, CT
TOOMEY INVESTMENT MANAGEMENT, INC
Jun 2012 – Dec 2014
WALLINGFORD, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 26
Series 63
Series 99TO
Registration record
First registered · June 27, 2012
Years registered · 14
Professional designation · CFP
03

Disclosure History

2003Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
TOOMEY INVESTMENT MANAGEMENT, INC
CRD 127346 · SEC 801-112517
AUM
$221M
Regulatory assets under management
Employees
3
1,247 client accounts
Services offered by TOOMEY INVESTMENT MANAGEMENT, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TOOMEY INVESTMENT MANAGEMENT, INC →
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05

Frequently Asked Questions

What services does Brendan Richard Toomey offer?
Brendan Richard Toomey specializes in Financial Planning, Investment Management. Contact their office in WALLINGFORD, Connecticut for a consultation.
What are Brendan Richard Toomey's credentials?
Brendan Richard Toomey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Brendan Richard Toomey located?
Brendan Richard Toomey is based in WALLINGFORD, Connecticut, working with TOOMEY INVESTMENT MANAGEMENT, INC. Their office serves clients in the WALLINGFORD metropolitan area and surrounding communities.
How does Brendan Richard Toomey charge for services?
Brendan Richard Toomey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TOOMEY INVESTMENT MANAGEMENT, INC?
TOOMEY INVESTMENT MANAGEMENT, INC has approximately 3 employees and manages $221M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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WALLINGFORD, CT

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