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Austin Patrick Toomey

TOOMEY INVESTMENT MANAGEMENT, INC·WALLINGFORD, Connecticut
SIE, Series 6, Series 63, Series 65Clean record12 years registeredTOOMEY INVESTMENT MANAGEMENT, INC
420 CENTER STREET, WALLINGFORD, CT 06492CRD# 5982808Firm CRD# 127346

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Austin Patrick Toomey · WALLINGFORD, CT
Registration
CRD #5982808 · TOOMEY INVESTMENT MANAGEMENT, INC · 12 years registered
Brand Profile
Not yet started
01

Career History

TOOMEY INVESTMENT MANAGEMENT, INC
May 2019 – present
TOOMEY INVESTMENT MANAGEMENT, INC
Jan 2016 – Dec 2018
WALLINGFORD, CT
TOOMEY INVESTMENT MANAGEMENT, INC
Jan 2014 – Dec 2014
WALLINGFORD, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 65
Registration record
First registered · January 24, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TOOMEY INVESTMENT MANAGEMENT, INC
CRD 127346 · SEC 801-112517
AUM
$221M
Regulatory assets under management
Employees
3
1,247 client accounts
Services offered by TOOMEY INVESTMENT MANAGEMENT, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TOOMEY INVESTMENT MANAGEMENT, INC →
Introduction

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05

Frequently Asked Questions

What services does Austin Patrick Toomey offer?
Austin Patrick Toomey specializes in Financial Planning, Investment Management. Contact their office in WALLINGFORD, Connecticut for a consultation.
What are Austin Patrick Toomey's credentials?
Austin Patrick Toomey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Austin Patrick Toomey located?
Austin Patrick Toomey is based in WALLINGFORD, Connecticut, working with TOOMEY INVESTMENT MANAGEMENT, INC. Their office serves clients in the WALLINGFORD metropolitan area and surrounding communities.
How does Austin Patrick Toomey charge for services?
Austin Patrick Toomey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TOOMEY INVESTMENT MANAGEMENT, INC?
TOOMEY INVESTMENT MANAGEMENT, INC has approximately 3 employees and manages $221M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TOOMEY INVESTMENT MANAGEMENT, INC

Brendan Richard Toomey
WALLINGFORD, CT
CFP

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