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Tracey J Grant

FLAG CAPITAL MANAGEMENT, LLC·STAMFORD, Connecticut
SIE, Series 6, Series 7, Series 24, Series 63CFAClean recordFLAG CAPITAL MANAGEMENT, LLC
1266 EAST MAIN STREET, STAMFORD, CT 06902CRD# 5070819Firm CRD# 139068

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tracey J Grant · STAMFORD, CT
Registration
CRD #5070819 · FLAG CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Registration record
Professional designation · CFA
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC
CRD 139068 · SEC 801-65865
AUM
$5.3B
Regulatory assets under management
Employees
70
58 client accounts
Services offered by HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC
Per Form ADV
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC →
Introduction

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Frequently Asked Questions

What services does Tracey J Grant offer?
Tracey J Grant specializes in Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.
What are Tracey J Grant's credentials?
Tracey J Grant holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Tracey J Grant located?
Tracey J Grant is based in STAMFORD, Connecticut, working with FLAG CAPITAL MANAGEMENT, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.
How does Tracey J Grant charge for services?
Tracey J Grant's firm is compensated through percentage of aum, performance-based fees, other: carried interest. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FLAG CAPITAL MANAGEMENT, LLC?
FLAG CAPITAL MANAGEMENT, LLC has approximately 70 employees and manages $5.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FLAG CAPITAL MANAGEMENT, LLC

Ralph Emerson Bassett
PHILADELPHIA, PA
Louis Peter Lawrence
STAMFORD, CT
Peter Lockwood Denious
STAMFORD, CT
Richard F. Fonash
STAMFORD, CT
CFA

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