Unclaimed Profile

Richard Lewis Hollmann

NEWEDGE WEALTH, LLC·STAMFORD, Connecticut

SIE, Series 6, Series 7, Series 24, Series 63, Series 66Clean record19 years registeredNEWEDGE WEALTH, LLC

2200 ATLANTIC STREET, STAMFORD, CT 06902CRD# 2321706Firm CRD# 307771

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Lewis Hollmann · STAMFORD, CT

Registration

CRD #2321706 · NEWEDGE WEALTH, LLC · 19 years registered

Brand Profile

Not yet started

Career History

NEW EDGE WEALTH

Sep 2021 – present

UBS FINANCIAL SERVICES INC.

Oct 2008 – Sep 2021

NEW YORK, NY

LEHMAN BROTHERS INC.

Jul 2007 – Oct 2008

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · July 17, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEWEDGE WEALTH, LLC

CRD 307771 · SEC 801-118291

AUM

$8.6B

Regulatory assets under management

Employees

115

9,457 client accounts

Services offered by NEWEDGE WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at NEWEDGE WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Lewis Hollmann offer?

Richard Lewis Hollmann specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.

What are Richard Lewis Hollmann's credentials?

Richard Lewis Hollmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Lewis Hollmann located?

Richard Lewis Hollmann is based in STAMFORD, Connecticut, working with NEWEDGE WEALTH, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.

How does Richard Lewis Hollmann charge for services?

Richard Lewis Hollmann's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWEDGE WEALTH, LLC?

NEWEDGE WEALTH, LLC has approximately 115 employees and manages $8.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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