Unclaimed Profile

Roger Nmn Paradiso

O'SHAUGHNESSY ASSET MANAGEMENT, LLC·STAMFORD, Connecticut

SIE, Series 7, Series 24, Series 63, Series 65Clean record24 years registeredO'SHAUGHNESSY ASSET MANAGEMENT, LLC

100 FIRST STAMFORD PLACE, STAMFORD, CT 06902CRD# 1988315Firm CRD# 144594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Nmn Paradiso · STAMFORD, CT

Registration

CRD #1988315 · O'SHAUGHNESSY ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Jul 2022 – present

FRANKLIN DISTRIBUTORS, LLC

Mar 2016 – present

FINANCIAL GUARD, LLC

Apr 2017 – Nov 2022

SALT LAKE CITY, UT

CLEARBRIDGE INVESTMENTS, LLC

Mar 2016 – Apr 2017

NEW YORK, NY

MORGAN STANLEY

Jun 2009 – Oct 2015

NEW YORK, NY

CITIGROUP GLOBAL MARKETS INC.

Apr 2008 – Jun 2009

STAMFORD, CT

CLEARBRIDGE ADVISORS, LLC

Dec 2005 – Apr 2008

NEW YORK, NY

CITIGROUP GLOBAL MARKETS INC.

May 2002 – Dec 2005

STAMFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 24, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD 144594 · SEC 801-68177

AUM

$12.6B

Regulatory assets under management

Employees

6,791 client accounts

Services offered by O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at O'SHAUGHNESSY ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Roger Nmn Paradiso offer?

Roger Nmn Paradiso specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.

What are Roger Nmn Paradiso's credentials?

Roger Nmn Paradiso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Nmn Paradiso located?

Roger Nmn Paradiso is based in STAMFORD, Connecticut, working with O'SHAUGHNESSY ASSET MANAGEMENT, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.

How does Roger Nmn Paradiso charge for services?

Roger Nmn Paradiso's firm is compensated through percentage of aum, performance-based fees, other: assets under advisement (for uma). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is O'SHAUGHNESSY ASSET MANAGEMENT, LLC?

O'SHAUGHNESSY ASSET MANAGEMENT, LLC has approximately 81 employees and manages $12.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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