Unclaimed Profile

Ari Mark Rosenbaum

O'SHAUGHNESSY ASSET MANAGEMENT, LLC·STAMFORD, Connecticut

SIE, Series 6, Series 7, Series 63, Series 66Clean record20 years registeredO'SHAUGHNESSY ASSET MANAGEMENT, LLC

100 FIRST STAMFORD PLACE, STAMFORD, CT 06902CRD# 2994350Firm CRD# 144594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ari Mark Rosenbaum · STAMFORD, CT

Registration

CRD #2994350 · O'SHAUGHNESSY ASSET MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Nov 2007 – present

BEAR STEARNS ASSET MANAGEMENT INC

Feb 2006 – Jul 2007

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · February 2, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD 144594 · SEC 801-68177

AUM

$12.6B

Regulatory assets under management

Employees

6,791 client accounts

Services offered by O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at O'SHAUGHNESSY ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Ari Mark Rosenbaum offer?

Ari Mark Rosenbaum specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.

What are Ari Mark Rosenbaum's credentials?

Ari Mark Rosenbaum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ari Mark Rosenbaum located?

Ari Mark Rosenbaum is based in STAMFORD, Connecticut, working with O'SHAUGHNESSY ASSET MANAGEMENT, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.

How does Ari Mark Rosenbaum charge for services?

Ari Mark Rosenbaum's firm is compensated through percentage of aum, performance-based fees, other: assets under advisement (for uma). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is O'SHAUGHNESSY ASSET MANAGEMENT, LLC?

O'SHAUGHNESSY ASSET MANAGEMENT, LLC has approximately 81 employees and manages $12.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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