Unclaimed Profile

John Michael Karafa

VISION INVESTMENT ADVISORS, LLC·STAMFORD, Connecticut

SIE, Series 3, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 66, Series 99TO15 years registeredVISION INVESTMENT ADVISORS, LLC

1010 WASHINGTON BLVD, STAMFORD, CT 06901CRD# 2927594Firm CRD# 109621

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Michael Karafa · STAMFORD, CT

Registration

CRD #2927594 · VISION INVESTMENT ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

VISION INVESTMENT ADVISORS, LLC

Nov 2013 – present

SOURCE CAPITAL GROUP, INC.

Mar 2011 – Nov 2013

WESTPORT, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 66

Series 99TO

Registration record

First registered · March 17, 2011

Years registered · 15

Disclosure History

2023Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VISION INVESTMENT ADVISORS, LLC

CRD 109621 · SEC 801-57975

AUM

$106M

Regulatory assets under management

Employees

110 client accounts

Services offered by VISION INVESTMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at VISION INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Michael Karafa offer?

John Michael Karafa specializes in Investment Management, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.

What are John Michael Karafa's credentials?

John Michael Karafa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Michael Karafa located?

John Michael Karafa is based in STAMFORD, Connecticut, working with VISION INVESTMENT ADVISORS, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.

How does John Michael Karafa charge for services?

John Michael Karafa's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VISION INVESTMENT ADVISORS, LLC?

VISION INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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