Unclaimed Profile

Howard Martin Rothman

VISION INVESTMENT ADVISORS, LLC·STAMFORD, Connecticut

SIE, Series 3, Series 4, Series 7, Series 22, Series 24, Series 27, Series 39, Series 52TO, Series 57TO, Series 63, Series 65, Series 99TO20 years registeredVISION INVESTMENT ADVISORS, LLC

1010 WASHINGTON BLVD, STAMFORD, CT 06901CRD# 1098190Firm CRD# 109621

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Martin Rothman · STAMFORD, CT

Registration

CRD #1098190 · VISION INVESTMENT ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

VISION INVESTMENT ADVISORS, LLC

Jul 2006 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 22

Series 24

Series 27

Series 39

Series 52TO

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · July 6, 2006

Years registered · 20

Disclosure History

2011Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VISION INVESTMENT ADVISORS, LLC

CRD 109621 · SEC 801-57975

AUM

$106M

Regulatory assets under management

Employees

110 client accounts

Services offered by VISION INVESTMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at VISION INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Howard Martin Rothman offer?

Howard Martin Rothman specializes in Investment Management, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.

What are Howard Martin Rothman's credentials?

Howard Martin Rothman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Martin Rothman located?

Howard Martin Rothman is based in STAMFORD, Connecticut, working with VISION INVESTMENT ADVISORS, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.

How does Howard Martin Rothman charge for services?

Howard Martin Rothman's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VISION INVESTMENT ADVISORS, LLC?

VISION INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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