Unclaimed Profile

Phil Giuseppe Fiore

PROCYON ADVISORS, LLC·SHELTON, Connecticut

SIE, Series 3, Series 7, Series 63, Series 6531 years registeredPROCYON ADVISORS, LLC

1 CORPORATE DRIVE, SHELTON, CT 06484CRD# 2547584Firm CRD# 288239

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phil Giuseppe Fiore · SHELTON, CT

Registration

CRD #2547584 · PROCYON ADVISORS, LLC · 31 years registered

Brand Profile

Not yet started

Career History

PROCYON

Jul 2017 – present

PROCYON INSTITUTIONAL PARTNERS, LLC

Nov 2017 – Feb 2022

SHELTON, CT

UBS FINANCIAL SERVICES INC.

Apr 2009 – Dec 2016

STAMFORD, CT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2005 – May 2009

FAIRFIELD, CT

WACHOVIA SECURITIES, LLC

Jul 2003 – Nov 2005

WESTPORT, CT

PRUDENTIAL SECURITIES INCORPORATED

Apr 1995 – Jul 2003

WESTPORT, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · April 5, 1995

Years registered · 31

Disclosure History

2016Employment Separation After Allegations

2015Regulatory·Final

2003Customer Dispute·Denied

2002Customer Dispute·Denied

1995Customer Dispute·Award / Judgment

8 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PROCYON ADVISORS, LLC

CRD 288239 · SEC 801-110493

AUM

$6.3B

Regulatory assets under management

Employees

4,077 client accounts

Services offered by PROCYON ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at PROCYON ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Phil Giuseppe Fiore offer?

Phil Giuseppe Fiore specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SHELTON, Connecticut for a consultation.

What are Phil Giuseppe Fiore's credentials?

Phil Giuseppe Fiore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phil Giuseppe Fiore located?

Phil Giuseppe Fiore is based in SHELTON, Connecticut, working with PROCYON ADVISORS, LLC. Their office serves clients in the SHELTON metropolitan area and surrounding communities.

How does Phil Giuseppe Fiore charge for services?

Phil Giuseppe Fiore's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROCYON ADVISORS, LLC?

PROCYON ADVISORS, LLC has approximately 41 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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