Unclaimed Profile

Louis Gloria

PROCYON ADVISORS, LLC·SHELTON, Connecticut

SIE, Series 7, Series 31, Series 66Clean record24 years registeredPROCYON ADVISORS, LLC

1 CORPORATE DRIVE, SHELTON, CT 06484CRD# 4414579Firm CRD# 288239

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louis Gloria · SHELTON, CT

Registration

CRD #4414579 · PROCYON ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

PROCYON

Jun 2017 – present

PROCYON INSTITUTIONAL PARTNERS, LLC

Apr 2018 – Dec 2021

SHELTON, CT

UBS FINANCIAL SERVICES INC.

Apr 2009 – Jun 2017

STAMFORD, CT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2005 – May 2009

FAIRFIELD, CT

MORGAN STANLEY

Jan 2002 – Apr 2005

NEW HAVEN, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · January 8, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROCYON ADVISORS, LLC

CRD 288239 · SEC 801-110493

AUM

$6.3B

Regulatory assets under management

Employees

4,077 client accounts

Services offered by PROCYON ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at PROCYON ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Louis Gloria offer?

Louis Gloria specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SHELTON, Connecticut for a consultation.

What are Louis Gloria's credentials?

Louis Gloria is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Louis Gloria located?

Louis Gloria is based in SHELTON, Connecticut, working with PROCYON ADVISORS, LLC. Their office serves clients in the SHELTON metropolitan area and surrounding communities.

How does Louis Gloria charge for services?

Louis Gloria's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROCYON ADVISORS, LLC?

PROCYON ADVISORS, LLC has approximately 41 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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