Unclaimed Profile

Heather Simon Sevillano

GREENWICH INVESTMENT MANAGEMENT, INC.·NORWALK, Connecticut

Series 7, Series 63, Series 65Clean record23 years registeredGREENWICH INVESTMENT MANAGEMENT, INC.

50 WASHINGTON STREET, NORWALK, CT 06854CRD# 4364781Firm CRD# 127161

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Heather Simon Sevillano · NORWALK, CT

Registration

CRD #4364781 · GREENWICH INVESTMENT MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

AGILIS INVESTMENT MANAGEMENT LLC

Jun 2025 – present

ROUND ROCK ADVISORS LLC

Nov 2024 – Jun 2025

WILTON, CT

GREENWICH INVESTMENT MANAGEMENT, INC.

Oct 2020 – Nov 2024

NORWALK, CT

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Jun 2005 – Feb 2007

FAIRFIELD, CT

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Nov 2004 – Feb 2005

WESTPORT, CT

ASSET & FINANCIAL PLANNING, LTD

Oct 2002 – Aug 2004

POUGHKEEPSIE, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 22, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREENWICH INVESTMENT MANAGEMENT, INC.

CRD 127161 · SEC 801-67774

AUM

$593M

Regulatory assets under management

Employees

833 client accounts

Services offered by GREENWICH INVESTMENT MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GREENWICH INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Heather Simon Sevillano offer?

Heather Simon Sevillano specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NORWALK, Connecticut for a consultation.

What are Heather Simon Sevillano's credentials?

Heather Simon Sevillano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Heather Simon Sevillano located?

Heather Simon Sevillano is based in NORWALK, Connecticut, working with GREENWICH INVESTMENT MANAGEMENT, INC.. Their office serves clients in the NORWALK metropolitan area and surrounding communities.

How does Heather Simon Sevillano charge for services?

Heather Simon Sevillano's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREENWICH INVESTMENT MANAGEMENT, INC.?

GREENWICH INVESTMENT MANAGEMENT, INC. has approximately 8 employees and manages $593M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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