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Alfred John Puchala

CAPZONE MANAGEMENT LLC·NORWALK, Connecticut
SIE, Series 7, Series 50, Series 63, Series 65, Series 79Clean record2 years registeredCAPZONE MANAGEMENT LLC
50 WASHINGTON STREET, 9TH FLOOR, NORWALK, CT 06880CRD# 1962199Firm CRD# 330135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alfred John Puchala · NORWALK, CT
Registration
CRD #1962199 · CAPZONE MANAGEMENT LLC · 2 years registered
Brand Profile
Not yet started
01

Career History

CAPZONE MANAGEMENT LLC
Apr 2024 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 50
Series 63
Series 65
Series 79
Registration record
First registered · April 26, 2024
Years registered · 2
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAPZONE MANAGEMENT LLC
CRD 330135 · SEC 801-130055
AUM
$208M
Regulatory assets under management
Employees
3
1 client accounts
Services offered by CAPZONE MANAGEMENT LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at CAPZONE MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Alfred John Puchala offer?
Alfred John Puchala specializes in Retirement Planning. Contact their office in NORWALK, Connecticut for a consultation.
What are Alfred John Puchala's credentials?
Alfred John Puchala is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alfred John Puchala located?
Alfred John Puchala is based in NORWALK, Connecticut, working with CAPZONE MANAGEMENT LLC. Their office serves clients in the NORWALK metropolitan area and surrounding communities.
How does Alfred John Puchala charge for services?
Alfred John Puchala's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPZONE MANAGEMENT LLC?
CAPZONE MANAGEMENT LLC has approximately 3 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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