Unclaimed Profile

David John Higgins

ERG ASSET MANAGEMENT LLC·NORWALK, Connecticut

Clean recordERG ASSET MANAGEMENT LLC

50 WASHINGTON STREET, NORWALK, CT 06854CRD# 5647254Firm CRD# 161694

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David John Higgins · NORWALK, CT

Registration

CRD #5647254 · ERG ASSET MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

David John Higgins is a registered financial advisor based in NORWALK, Connecticut, affiliated with ERG ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

ERG ASSET MANAGEMENT LLC

AUM

$17M

Regulatory assets under management

Employees

Total firm employees

View all advisors at ERG ASSET MANAGEMENT LLC →

Services

Pension consulting

Security ratings or pricing services

Background

Compensation

Subscription fees

Other: REALIZATION FEES

Regulatory

SEC/IARD CRD# 5647254

Firm CRD# 161694

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Frequently Asked Questions

What services does David John Higgins offer?

David John Higgins specializes in Retirement Planning. Contact their office in NORWALK, Connecticut for a consultation.

What are David John Higgins's credentials?

David John Higgins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David John Higgins located?

David John Higgins is based in NORWALK, Connecticut, working with ERG ASSET MANAGEMENT LLC. Their office serves clients in the NORWALK metropolitan area and surrounding communities.

How does David John Higgins charge for services?

David John Higgins's firm is compensated through subscription fees, other: realization fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ERG ASSET MANAGEMENT LLC?

ERG ASSET MANAGEMENT LLC has approximately 3 employees and manages $17M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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