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George Mark O'dowd

ERG ASSET MANAGEMENT LLC·NORWALK, Connecticut
SIE, Series 7, Series 24, Series 63, Series 66Clean record9 years registeredERG ASSET MANAGEMENT LLC
50 WASHINGTON STREET, NORWALK, CT 06854CRD# 2219430Firm CRD# 161694

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
George Mark O'dowd · NORWALK, CT
Registration
CRD #2219430 · ERG ASSET MANAGEMENT LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

ERG ASSET MANAGEMENT LLC
Sep 2019 – present
ERG SECURITIES (US) LLC
Jan 2017 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 66
Registration record
First registered · January 4, 2017
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ERG ASSET MANAGEMENT LLC
CRD 161694 · SEC 801-74485
AUM
$17M
Regulatory assets under management
Employees
3
3 client accounts
Services offered by ERG ASSET MANAGEMENT LLC
Per Form ADV
Pension consulting
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at ERG ASSET MANAGEMENT LLC →
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Frequently Asked Questions

What services does George Mark O'dowd offer?
George Mark O'dowd specializes in Retirement Planning. Contact their office in NORWALK, Connecticut for a consultation.
What are George Mark O'dowd's credentials?
George Mark O'dowd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is George Mark O'dowd located?
George Mark O'dowd is based in NORWALK, Connecticut, working with ERG ASSET MANAGEMENT LLC. Their office serves clients in the NORWALK metropolitan area and surrounding communities.
How does George Mark O'dowd charge for services?
George Mark O'dowd's firm is compensated through subscription fees, other: realization fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ERG ASSET MANAGEMENT LLC?
ERG ASSET MANAGEMENT LLC has approximately 3 employees and manages $17M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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