Unclaimed Profile

Lynne Rosenfeld

SOUNDVIEW CAPITAL MANAGEMENT CORPORATION·NEW HAVEN, Connecticut

SIE, Series 7, Series 7TO, Series 63, Series 65Clean record24 years registeredSOUNDVIEW CAPITAL MANAGEMENT CORPORATION

31 WHITNEY AVENUE, NEW HAVEN, CT 06510-1219CRD# 1818024Firm CRD# 120532

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lynne Rosenfeld · NEW HAVEN, CT

Registration

CRD #1818024 · SOUNDVIEW CAPITAL MANAGEMENT CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

JANNEY MONTGOMERY SCOTT LLC

Mar 2017 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2016 – Feb 2017

NEW HAVEN, CT

SOUNDVIEW CAPITAL MANAGEMENT CORPORATION

Apr 2002 – May 2016

NEW HAVEN, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 65

Registration record

First registered · April 1, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUNDVIEW CAPITAL MANAGEMENT CORPORATION

CRD 120532 · SEC 801-61426

AUM

$60M

Regulatory assets under management

Employees

147 client accounts

Services offered by SOUNDVIEW CAPITAL MANAGEMENT CORPORATION

Per Form ADV

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SOUNDVIEW CAPITAL MANAGEMENT CORPORATION →

Introduction

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Frequently Asked Questions

What services does Lynne Rosenfeld offer?

Lynne Rosenfeld specializes in Investment Management, Fee-Only Advisory. Contact their office in NEW HAVEN, Connecticut for a consultation.

What are Lynne Rosenfeld's credentials?

Lynne Rosenfeld is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lynne Rosenfeld located?

Lynne Rosenfeld is based in NEW HAVEN, Connecticut, working with SOUNDVIEW CAPITAL MANAGEMENT CORPORATION. Their office serves clients in the NEW HAVEN metropolitan area and surrounding communities.

How does Lynne Rosenfeld charge for services?

Lynne Rosenfeld's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUNDVIEW CAPITAL MANAGEMENT CORPORATION?

SOUNDVIEW CAPITAL MANAGEMENT CORPORATION has approximately 1 employees and manages $60M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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