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Christopher Getman

SOUNDVIEW CAPITAL MANAGEMENT CORPORATION·NEW HAVEN, Connecticut
Series 1, Series 3, Series 63, Series 65Clean record24 years registeredSOUNDVIEW CAPITAL MANAGEMENT CORPORATION
31 WHITNEY AVENUE, NEW HAVEN, CT 06510-1219CRD# 221513Firm CRD# 120532

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Getman · NEW HAVEN, CT
Registration
CRD #221513 · SOUNDVIEW CAPITAL MANAGEMENT CORPORATION · 24 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SOUNDVIEW CAPITAL MANAGEMENT CORPORATION
Oct 2016Jul 2023
DARIEN, CT
Apr 2002Oct 2016
NEW HAVEN, CT
02

Registrations & Exams

FINRA examinations passed
Series 1
Series 3
Series 63
Series 65
Registration record
First registered · April 1, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOUNDVIEW CAPITAL MANAGEMENT CORPORATION
CRD 120532 · SEC 801-61426
AUM
$60M
Regulatory assets under management
Employees
1
147 client accounts
Services offered by SOUNDVIEW CAPITAL MANAGEMENT CORPORATION
Per Form ADV
Portfolio management (individuals)
Market timing services
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Christopher Getman offer?
Christopher Getman specializes in Investment Management, Fee-Only Advisory.
What are Christopher Getman's credentials?
Christopher Getman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Getman located?
Christopher Getman is based in NEW HAVEN, Connecticut, last registered with SOUNDVIEW CAPITAL MANAGEMENT CORPORATION.
How does Christopher Getman charge for services?
Christopher Getman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUNDVIEW CAPITAL MANAGEMENT CORPORATION?
SOUNDVIEW CAPITAL MANAGEMENT CORPORATION has approximately 1 employees and manages $60M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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