Unclaimed Profile

James Stephen Zoldy

HALSEY ASSOCIATES, INC.·NEW HAVEN, Connecticut

Series 65Clean record16 years registeredHALSEY ASSOCIATES, INC.

265 CHURCH STREET, 10TH FLOOR, SUITE 1006, NEW HAVEN, CT 06510CRD# 2841707Firm CRD# 281212

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Stephen Zoldy · NEW HAVEN, CT

Registration

CRD #2841707 · HALSEY ASSOCIATES, INC. · 16 years registered

Brand Profile

Not yet started

Career History

WASHINGTON TRUST ADVISORS

Sep 2021 – present

HALSEY ASSOCIATES

Sep 2015 – Oct 2019

NEW HAVEN, CT

HALSEY ASSOCIATES INC

Jan 2010 – Oct 2015

NEW HAVEN, CT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 20, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HALSEY ASSOCIATES, INC.

CRD 281212 · SEC 801-106568

AUM

$946M

Regulatory assets under management

Employees

700 client accounts

Services offered by HALSEY ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HALSEY ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does James Stephen Zoldy offer?

James Stephen Zoldy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW HAVEN, Connecticut for a consultation.

What are James Stephen Zoldy's credentials?

James Stephen Zoldy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Stephen Zoldy located?

James Stephen Zoldy is based in NEW HAVEN, Connecticut, working with HALSEY ASSOCIATES, INC.. Their office serves clients in the NEW HAVEN metropolitan area and surrounding communities.

How does James Stephen Zoldy charge for services?

James Stephen Zoldy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HALSEY ASSOCIATES, INC.?

HALSEY ASSOCIATES, INC. has approximately 7 employees and manages $946M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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