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Wilmot B. Harkey

NANTAHALA CAPITAL MANAGEMENT, LLC·NEW CANAAN, Connecticut
Unclaimed Profile
130 MAIN ST., NEW CANAAN, CT 06840CRD# 5934828Firm CRD# 158081
01

About

Wilmot B. Harkey is a registered financial advisor based in NEW CANAAN, Connecticut, affiliated with NANTAHALA CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
NANTAHALA CAPITAL MANAGEMENT, LLC
NANTAHALA CAPITAL MANAGEMENT, LLC
AUM
$2.3B
Regulatory assets under management
Employees
14
Total firm employees
View all advisors at NANTAHALA CAPITAL MANAGEMENT, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5934828
Firm CRD# 158081
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Wilmot B. Harkey offer?
Wilmot B. Harkey specializes in Retirement Planning. Contact their office in NEW CANAAN, Connecticut for a consultation.
What are Wilmot B. Harkey's credentials?
Wilmot B. Harkey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wilmot B. Harkey located?
Wilmot B. Harkey is based in NEW CANAAN, Connecticut, working with NANTAHALA CAPITAL MANAGEMENT, LLC. Their office serves clients in the NEW CANAAN metropolitan area and surrounding communities.
How does Wilmot B. Harkey charge for services?
Wilmot B. Harkey's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NANTAHALA CAPITAL MANAGEMENT, LLC?
NANTAHALA CAPITAL MANAGEMENT, LLC has approximately 14 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
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Research
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