Unclaimed Profile

Steven Harris Bloom

NANTAHALA CAPITAL MANAGEMENT, LLC·DARIEN, Connecticut

Clean recordNANTAHALA CAPITAL MANAGEMENT, LLC

19 OLD KINGS HIGHWAY S, DARIEN, CT 06820CRD# 1202884Firm CRD# 158081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Harris Bloom · DARIEN, CT

Registration

CRD #1202884 · NANTAHALA CAPITAL MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Steven Harris Bloom is a registered financial advisor based in DARIEN, Connecticut, affiliated with NANTAHALA CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

NANTAHALA CAPITAL MANAGEMENT, LLC

AUM

$2.3B

Regulatory assets under management

Employees

Total firm employees

View all advisors at NANTAHALA CAPITAL MANAGEMENT, LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 1202884

Firm CRD# 158081

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steven Harris Bloom offer?

Steven Harris Bloom specializes in Retirement Planning. Contact their office in DARIEN, Connecticut for a consultation.

What are Steven Harris Bloom's credentials?

Steven Harris Bloom is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Harris Bloom located?

Steven Harris Bloom is based in DARIEN, Connecticut, working with NANTAHALA CAPITAL MANAGEMENT, LLC. Their office serves clients in the DARIEN metropolitan area and surrounding communities.

How does Steven Harris Bloom charge for services?

Steven Harris Bloom's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NANTAHALA CAPITAL MANAGEMENT, LLC?

NANTAHALA CAPITAL MANAGEMENT, LLC has approximately 14 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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