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Steven Harris Bloom

NANTAHALA CAPITAL MANAGEMENT, LLC·DARIEN, Connecticut
Series 7, Series 31, Series 55, Series 63Clean recordNANTAHALA CAPITAL MANAGEMENT, LLC
19 OLD KINGS HIGHWAY S, DARIEN, CT 06820CRD# 1202884Firm CRD# 158081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Harris Bloom · DARIEN, CT
Registration
CRD #1202884 · NANTAHALA CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 7
Series 31
Series 55
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NANTAHALA CAPITAL MANAGEMENT, LLC
CRD 158081 · SEC 801-72481
AUM
$2.3B
Regulatory assets under management
Employees
14
11 client accounts
Services offered by NANTAHALA CAPITAL MANAGEMENT, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at NANTAHALA CAPITAL MANAGEMENT, LLC →
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04

Frequently Asked Questions

What services does Steven Harris Bloom offer?
Steven Harris Bloom specializes in Retirement Planning. Contact their office in DARIEN, Connecticut for a consultation.
What are Steven Harris Bloom's credentials?
Steven Harris Bloom is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Harris Bloom located?
Steven Harris Bloom is based in DARIEN, Connecticut, working with NANTAHALA CAPITAL MANAGEMENT, LLC. Their office serves clients in the DARIEN metropolitan area and surrounding communities.
How does Steven Harris Bloom charge for services?
Steven Harris Bloom's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NANTAHALA CAPITAL MANAGEMENT, LLC?
NANTAHALA CAPITAL MANAGEMENT, LLC has approximately 14 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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