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Thomas Franklin Paolozzi

ALEXANDER CAPITAL ADVISORS, LLC·NEW CANAAN, Connecticut
Series 7, Series 63, Series 65Clean record28 years registeredALEXANDER CAPITAL ADVISORS, LLC
125 ELM STREET, NEW CANAAN, CT 06840-0201CRD# 2201791Firm CRD# 140508

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Franklin Paolozzi · NEW CANAAN, CT
Registration
CRD #2201791 · ALEXANDER CAPITAL ADVISORS, LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

ALEXANDER CAPITAL ADVISORS, LLC
May 2006 – present
MERRILL LYNCH PIERCE FENNER & SMITH INC.
Nov 2002 – May 2006
STAMFORD, CT
UBS PAINEWEBBER INC.
Jun 1998 – Dec 2002
GREENWICH, CT
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · June 9, 1998
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALEXANDER CAPITAL ADVISORS, LLC
CRD 140508 · SEC 801-131809
AUM
$100M
Regulatory assets under management
Employees
3
14 client accounts
Services offered by ALEXANDER CAPITAL ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at ALEXANDER CAPITAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Thomas Franklin Paolozzi offer?
Thomas Franklin Paolozzi specializes in Investment Management, Retirement Planning. Contact their office in NEW CANAAN, Connecticut for a consultation.
What are Thomas Franklin Paolozzi's credentials?
Thomas Franklin Paolozzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Franklin Paolozzi located?
Thomas Franklin Paolozzi is based in NEW CANAAN, Connecticut, working with ALEXANDER CAPITAL ADVISORS, LLC. Their office serves clients in the NEW CANAAN metropolitan area and surrounding communities.
How does Thomas Franklin Paolozzi charge for services?
Thomas Franklin Paolozzi's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALEXANDER CAPITAL ADVISORS, LLC?
ALEXANDER CAPITAL ADVISORS, LLC has approximately 3 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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