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Bryan Paul Bogen

SPECTRUM FINANCIAL STRATEGIES INC·HAMDEN, Connecticut
SIE, Series 7, Series 24, Series 27, Series 63, Series 65, Series 99TOCFPClean record31 years registeredSPECTRUM FINANCIAL STRATEGIES INC
2525 WHITNEY AVENUE, HAMDEN, CT 06518CRD# 2114891Firm CRD# 106419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Bryan Paul Bogen · HAMDEN, CT
Registration
CRD #2114891 · SPECTRUM FINANCIAL STRATEGIES INC · 31 years registered
Brand Profile
Not yet started
01

Career History

CETERA INVESTMENT ADVISERS LLC
Jun 2023 – present
SPECTRUM FINANCIAL STRATEGIES INC
Jul 1995 – present
CETERA ADVISOR NETWORKS LLC
May 2021 – Jun 2023
EL SEGUNDO, CA
SUMMIT FINANCIAL GROUP INC
Sep 2012 – May 2021
HAMDEN, CT
FIELDPOINT PRIVATE SECURITIES, LLC
Jan 2002 – Oct 2012
HAMDEN, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
Series 63
Series 65
Series 99TO
Registration record
First registered · July 10, 1995
Years registered · 31
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SPECTRUM FINANCIAL STRATEGIES INC
CRD 106419 · SEC 801-49026
AUM
$62M
Regulatory assets under management
Employees
1
410 client accounts
Services offered by SPECTRUM FINANCIAL STRATEGIES INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SPECTRUM FINANCIAL STRATEGIES INC →
Introduction

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05

Frequently Asked Questions

What services does Bryan Paul Bogen offer?
Bryan Paul Bogen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HAMDEN, Connecticut for a consultation.
What are Bryan Paul Bogen's credentials?
Bryan Paul Bogen holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Bryan Paul Bogen located?
Bryan Paul Bogen is based in HAMDEN, Connecticut, working with SPECTRUM FINANCIAL STRATEGIES INC. Their office serves clients in the HAMDEN metropolitan area and surrounding communities.
How does Bryan Paul Bogen charge for services?
Bryan Paul Bogen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPECTRUM FINANCIAL STRATEGIES INC?
SPECTRUM FINANCIAL STRATEGIES INC has approximately 1 employees and manages $62M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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