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Susan Lynn Cooper

COOPER FINANCIAL SERVICES, INC.·HAMDEN, Connecticut
SIE, Series 7, Series 63CFP35 years registeredCOOPER FINANCIAL SERVICES, INC.
3190 WHITNEY AVE BLDG 6, HAMDEN, CT 06518CRD# 1201256Firm CRD# 104671

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Susan Lynn Cooper · HAMDEN, CT
Registration
CRD #1201256 · COOPER FINANCIAL SERVICES, INC. · 35 years registered
Brand Profile
Not yet started
01

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Apr 2014 – present
COOPER FINANCIAL SERVICES, INC.
Jan 1991 – Apr 2014
HAMDEN, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · January 25, 1991
Years registered · 35
Professional designation · CFP
03

Disclosure History

2014Employment Separation After Allegations
2014Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
COOPER FINANCIAL SERVICES, INC.
CRD 104671 · SEC 801-24288
AUM
$171M
Regulatory assets under management
Employees
4
1,684 client accounts
Services offered by COOPER FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at COOPER FINANCIAL SERVICES, INC. →
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05

Frequently Asked Questions

What services does Susan Lynn Cooper offer?
Susan Lynn Cooper specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HAMDEN, Connecticut for a consultation.
What are Susan Lynn Cooper's credentials?
Susan Lynn Cooper holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Susan Lynn Cooper located?
Susan Lynn Cooper is based in HAMDEN, Connecticut, working with COOPER FINANCIAL SERVICES, INC.. Their office serves clients in the HAMDEN metropolitan area and surrounding communities.
How does Susan Lynn Cooper charge for services?
Susan Lynn Cooper's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COOPER FINANCIAL SERVICES, INC.?
COOPER FINANCIAL SERVICES, INC. has approximately 4 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at COOPER FINANCIAL SERVICES, INC.

Lawrence Scott Cooper
HAMDEN, CT
CFP
Steven Gregory Butler
SHELTON, CT
Michael James Butler
SHELTON, CT

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SPECTRUM FINANCIAL STRATEGIES INC·HAMDEN, CT
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