Unclaimed Profile

Lawrence Scott Cooper

COOPER FINANCIAL SERVICES, INC.·HAMDEN, Connecticut

SIE, Series 7, Series 24, Series 28, Series 53, Series 63, Series 65CFPClean record35 years registeredCOOPER FINANCIAL SERVICES, INC.

3190 WHITNEY AVE BLDG 6, HAMDEN, CT 06518CRD# 1336689Firm CRD# 104671

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lawrence Scott Cooper · HAMDEN, CT

Registration

CRD #1336689 · COOPER FINANCIAL SERVICES, INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COOPER FINANCIAL SERVICES, INC.

COOPER FINANCIAL SERVICES, INC.

Jan 1991 – Oct 2016

HAMDEN, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 28

Series 53

Series 63

Series 65

Registration record

First registered · January 25, 1991

Years registered · 35

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COOPER FINANCIAL SERVICES, INC.

CRD 104671 · SEC 801-24288

AUM

$171M

Regulatory assets under management

Employees

1,684 client accounts

Services offered by COOPER FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COOPER FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Lawrence Scott Cooper offer?

Lawrence Scott Cooper specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Lawrence Scott Cooper's credentials?

Lawrence Scott Cooper holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lawrence Scott Cooper located?

Lawrence Scott Cooper is based in HAMDEN, Connecticut, last registered with COOPER FINANCIAL SERVICES, INC..

How does Lawrence Scott Cooper charge for services?

Lawrence Scott Cooper's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COOPER FINANCIAL SERVICES, INC.?

COOPER FINANCIAL SERVICES, INC. has approximately 4 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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