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Scott Nathaniel Brody

ALPHA CAPITAL RESEARCH, LLC·GLASTONBURY, Connecticut
Clean recordALPHA CAPITAL RESEARCH, LLC
701 HEBRON AVE., GLASTONBURY, CT 06033CRD# 2192336Firm CRD# 113330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Nathaniel Brody · GLASTONBURY, CT
Registration
CRD #2192336 · ALPHA CAPITAL RESEARCH, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Scott Nathaniel Brody is a registered financial advisor based in GLASTONBURY, Connecticut, affiliated with ALPHA CAPITAL RESEARCH, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
ALPHA CAPITAL RESEARCH, LLC
ALPHA CAPITAL RESEARCH, LLC
AUM
$58M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ALPHA CAPITAL RESEARCH, LLC →
Services
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 2192336
Firm CRD# 113330
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Scott Nathaniel Brody offer?
Scott Nathaniel Brody specializes in Retirement Planning, Wealth Management. Contact their office in GLASTONBURY, Connecticut for a consultation.
What are Scott Nathaniel Brody's credentials?
Scott Nathaniel Brody is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Nathaniel Brody located?
Scott Nathaniel Brody is based in GLASTONBURY, Connecticut, working with ALPHA CAPITAL RESEARCH, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does Scott Nathaniel Brody charge for services?
Scott Nathaniel Brody's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPHA CAPITAL RESEARCH, LLC?
ALPHA CAPITAL RESEARCH, LLC has approximately 2 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ALPHA CAPITAL RESEARCH, LLC

James Frederick Moonier
GLASTONBURY, CT
Richard Thomas Rego
GLASTONBURY, CT

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