Unclaimed Profile

Scott Nathaniel Brody

ALPHA CAPITAL RESEARCH, LLC·GLASTONBURY, Connecticut

Series 7, Series 63, Series 65Clean record25 years registeredALPHA CAPITAL RESEARCH, LLC

701 HEBRON AVE., GLASTONBURY, CT 06033CRD# 2192336Firm CRD# 113330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Nathaniel Brody · GLASTONBURY, CT

Registration

CRD #2192336 · ALPHA CAPITAL RESEARCH, LLC · 25 years registered

Brand Profile

Not yet started

Career History

WEALTHSPIRE ADVISORS

Jan 2021 – present

WEALTHSPIRE ADVISORS

Sep 2015 – Dec 2020

POTOMAC, MD

HIGHLINE WEALTH MANAGEMENT, LLC

Apr 2013 – Sep 2015

ROCKVILLE, MD

ALPHA CAPITAL RESEARCH, LLC

Jan 2001 – Dec 2019

ROCKVILLE, MD

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA CAPITAL RESEARCH, LLC

CRD 113330 · SEC 801-58247

AUM

$58M

Regulatory assets under management

Employees

6 client accounts

Services offered by ALPHA CAPITAL RESEARCH, LLC

Per Form ADV

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ALPHA CAPITAL RESEARCH, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Nathaniel Brody offer?

Scott Nathaniel Brody specializes in Retirement Planning, Wealth Management. Contact their office in GLASTONBURY, Connecticut for a consultation.

What are Scott Nathaniel Brody's credentials?

Scott Nathaniel Brody is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Nathaniel Brody located?

Scott Nathaniel Brody is based in GLASTONBURY, Connecticut, working with ALPHA CAPITAL RESEARCH, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.

How does Scott Nathaniel Brody charge for services?

Scott Nathaniel Brody's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA CAPITAL RESEARCH, LLC?

ALPHA CAPITAL RESEARCH, LLC has approximately 2 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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