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Nicholas Raymond Roy

SOMNIO FINANCIAL GROUP, LLC·GLASTONBURY, Connecticut
Clean recordSOMNIO FINANCIAL GROUP, LLC
140 GLASTONBURY BLVD, GLASTONBURY, CT 06033CRD# 5074653Firm CRD# 174217

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Raymond Roy · GLASTONBURY, CT
Registration
CRD #5074653 · SOMNIO FINANCIAL GROUP, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Nicholas Raymond Roy is a registered financial advisor based in GLASTONBURY, Connecticut, affiliated with SOMNIO FINANCIAL GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SOMNIO FINANCIAL GROUP, LLC
SOMNIO FINANCIAL GROUP, LLC
AUM
$117M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at SOMNIO FINANCIAL GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5074653
Firm CRD# 174217
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Nicholas Raymond Roy offer?
Nicholas Raymond Roy specializes in Financial Planning, Investment Management. Contact their office in GLASTONBURY, Connecticut for a consultation.
What are Nicholas Raymond Roy's credentials?
Nicholas Raymond Roy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Raymond Roy located?
Nicholas Raymond Roy is based in GLASTONBURY, Connecticut, working with SOMNIO FINANCIAL GROUP, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does Nicholas Raymond Roy charge for services?
Nicholas Raymond Roy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOMNIO FINANCIAL GROUP, LLC?
SOMNIO FINANCIAL GROUP, LLC has approximately 3 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SOMNIO FINANCIAL GROUP, LLC

Robert Norman Roy
GLASTONBURY, CT

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