Unclaimed Profile

Nicholas Raymond Roy

SOMNIO FINANCIAL GROUP, LLC·GLASTONBURY, Connecticut

SIE, Series 7, Series 66Clean record20 years registeredSOMNIO FINANCIAL GROUP, LLC

140 GLASTONBURY BLVD, GLASTONBURY, CT 06033CRD# 5074653Firm CRD# 174217

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Raymond Roy · GLASTONBURY, CT

Registration

CRD #5074653 · SOMNIO FINANCIAL GROUP, LLC · 20 years registered

Brand Profile

Not yet started

Career History

SOMNIO FINANCIAL GROUP, LLC

Apr 2015 – present

NEXT FINANCIAL GROUP, INC.

Jan 2009 – Apr 2015

GLASTONBURY, CT

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 2006 – Jan 2009

EAST HARTFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 17, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOMNIO FINANCIAL GROUP, LLC

CRD 174217 · SEC 801-129727

AUM

$117M

Regulatory assets under management

Employees

398 client accounts

Services offered by SOMNIO FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOMNIO FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Raymond Roy offer?

Nicholas Raymond Roy specializes in Financial Planning, Investment Management. Contact their office in GLASTONBURY, Connecticut for a consultation.

What are Nicholas Raymond Roy's credentials?

Nicholas Raymond Roy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Raymond Roy located?

Nicholas Raymond Roy is based in GLASTONBURY, Connecticut, working with SOMNIO FINANCIAL GROUP, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.

How does Nicholas Raymond Roy charge for services?

Nicholas Raymond Roy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOMNIO FINANCIAL GROUP, LLC?

SOMNIO FINANCIAL GROUP, LLC has approximately 3 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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