Unclaimed Profile

John Maxwell Rosenau

MONECO ADVISORS, LLC·FAIRFIELD, Connecticut

SIE, Series 6, Series 7, Series 31, Series 63CFPClean record32 years registeredMONECO ADVISORS, LLC

2150 POST ROAD, SUITE 201, FAIRFIELD, CT 06824CRD# 1346021Firm CRD# 171922

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Maxwell Rosenau · FAIRFIELD, CT

Registration

CRD #1346021 · MONECO ADVISORS, LLC · 32 years registered

Brand Profile

Not yet started

Career History

MONECO ADVISORS

Aug 2014 – present

MONECO

Jan 2005 – Aug 2014

FAIRFIELD, CT

MONECO

Sep 2003 – Dec 2004

SOUTHPORT, CT

LPL FINANCIAL LLC

Feb 1994 – Oct 2015

SOUTHPORT, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 31

Series 63

Registration record

First registered · February 23, 1994

Years registered · 32

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MONECO ADVISORS, LLC

CRD 171922 · SEC 801-80027

AUM

$1.5B

Regulatory assets under management

Employees

5,152 client accounts

Services offered by MONECO ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONECO ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Maxwell Rosenau offer?

John Maxwell Rosenau specializes in Financial Planning, Investment Management. Contact their office in FAIRFIELD, Connecticut for a consultation.

What are John Maxwell Rosenau's credentials?

John Maxwell Rosenau holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Maxwell Rosenau located?

John Maxwell Rosenau is based in FAIRFIELD, Connecticut, working with MONECO ADVISORS, LLC. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does John Maxwell Rosenau charge for services?

John Maxwell Rosenau's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONECO ADVISORS, LLC?

MONECO ADVISORS, LLC has approximately 61 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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