Unclaimed Profile

Stephen Henry Houston

ALAIA CAPITAL, LLC·DARIEN, Connecticut

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record22 years registeredALAIA CAPITAL, LLC

10 CORBIN DR., DARIEN, CT 06820CRD# 1988668Firm CRD# 226775

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Henry Houston · DARIEN, CT

Registration

CRD #1988668 · ALAIA CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALAIA CAPITAL, LLC

ALAIA CAPITAL, LLC

Apr 2018 – Apr 2021

DARIEN, CT

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Dec 2015 – Apr 2017

NEW YORK, NY

BARCLAYS CAPITAL INC.

Nov 2009 – Dec 2015

NEW YORK, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2004 – Oct 2009

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · July 27, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALAIA CAPITAL, LLC

CRD 226775 · SEC 801-100408

Employees

Total firm employees

Services offered by ALAIA CAPITAL, LLC

Per Form ADV

Portfolio management (pooled investments)

Other

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at ALAIA CAPITAL, LLC →

Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DARIEN?

Browse all registered financial advisors in DARIEN, Connecticut or claim this profile if it's yours.

Browse DARIEN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Stephen Henry Houston offer?

Stephen Henry Houston specializes in Investment Management.

What are Stephen Henry Houston's credentials?

Stephen Henry Houston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Henry Houston located?

Stephen Henry Houston is based in DARIEN, Connecticut, last registered with ALAIA CAPITAL, LLC.

How does Stephen Henry Houston charge for services?

Stephen Henry Houston's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALAIA CAPITAL, LLC?

ALAIA CAPITAL, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →

Other Advisors at ALAIA CAPITAL, LLC

Oscar Enrique Loynaz

DARIEN, CT

Nicholas Diogenes Parcharidis

More Advisors in DARIEN, Connecticut

Thomas Bayard Lewis

BOURGEON CAPITAL MANAGEMENT LLC·DARIEN, CT

Paulus Jahoda Ingram

VERIDIEN GLOBAL INVESTORS LLC·DARIEN, CT

Sturgis Paul Woodberry

OCCAM CREST MANAGEMENT LP·DARIEN, CT

Kevin Anthony Macguire

MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC·DARIEN, CT

Scott David Higbee

PORTFOLIO ADVISORS LLC·DARIEN, CT

John Aniblo Zaro

BOURGEON CAPITAL MANAGEMENT LLC·DARIEN, CT

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Connecticut

STAMFORD (246)GREENWICH (197)WESTPORT (100)HARTFORD (90)WEST HARTFORD (82)WILTON (50)GLASTONBURY (40)FAIRFIELD (36)NORWALK (35)FARMINGTON (30)

City Guides

STAMFORD Guide GREENWICH Guide WESTPORT Guide HARTFORD Guide WEST HARTFORD Guide

Research

Advisor Fees in Connecticut National Fee Analysis

Request removal of this profile