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Matthew Thomas Sweeney

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.·BRISTOL, Connecticut
SIE, Series 6, Series 7, Series 31, Series 63, Series 65Clean record16 years registeredWILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
210 RED STONE HILL ROAD, BRISTOL, CT 06010CRD# 5705171Firm CRD# 226535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Matthew Thomas Sweeney · BRISTOL, CT
Registration
CRD #5705171 · WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. · 16 years registered
Brand Profile
Not yet started
01

Career History

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Jun 2015 – present
VIRTUS INVESTMENT ADVISERS, INC.
Oct 2011 – Apr 2015
HARTFORD, CT
MORGAN STANLEY SMITH BARNEY LLC
Aug 2010 – Mar 2011
HARTFORD, CT
METLIFE SECURITIES INC.
Nov 2009 – Jul 2010
WETHERSFIELD, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · November 16, 2009
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
CRD 226535 · SEC 801-119964
AUM
$270M
Regulatory assets under management
Employees
19
835 client accounts
Services offered by WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Matthew Thomas Sweeney offer?
Matthew Thomas Sweeney specializes in Financial Planning, Investment Management. Contact their office in BRISTOL, Connecticut for a consultation.
What are Matthew Thomas Sweeney's credentials?
Matthew Thomas Sweeney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Matthew Thomas Sweeney located?
Matthew Thomas Sweeney is based in BRISTOL, Connecticut, working with WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.. Their office serves clients in the BRISTOL metropolitan area and surrounding communities.
How does Matthew Thomas Sweeney charge for services?
Matthew Thomas Sweeney's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.?
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. has approximately 19 employees and manages $270M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Justin Karl Bolmgren
BRISTOL, CT
Joseph Elzie Goss
BRISTOL, CT
Walter Russell Costenbader
BRISTOL, CT
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