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David Arthur Rioux

RIOUX & COMPANY, LLC·BRISTOL, Connecticut
Unclaimed Profile
81 N. MAIN STREET, BRISTOL, CT 06010CRD# 710871Firm CRD# 42043
01

About

David Arthur Rioux is a registered financial advisor based in BRISTOL, Connecticut, affiliated with RIOUX & COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
RIOUX & COMPANY, LLC
RIOUX & COMPANY, LLC
AUM
$10M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at RIOUX & COMPANY, LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 710871
Firm CRD# 42043
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Arthur Rioux offer?
David Arthur Rioux specializes in Investment Management. Contact their office in BRISTOL, Connecticut for a consultation.
What are David Arthur Rioux's credentials?
David Arthur Rioux is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Arthur Rioux located?
David Arthur Rioux is based in BRISTOL, Connecticut, working with RIOUX & COMPANY, LLC. Their office serves clients in the BRISTOL metropolitan area and surrounding communities.
How does David Arthur Rioux charge for services?
David Arthur Rioux's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIOUX & COMPANY, LLC?
RIOUX & COMPANY, LLC has approximately 1 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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