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David Arthur Rioux

RIOUX & COMPANY, LLC·BRISTOL, Connecticut
Series 4, Series 5, Series 7, Series 24, Series 27, Series 53, Series 63, Series 65Clean record30 years registeredRIOUX & COMPANY, LLC
81 N. MAIN STREET, BRISTOL, CT 06010CRD# 710871Firm CRD# 42043

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Arthur Rioux · BRISTOL, CT
Registration
CRD #710871 · RIOUX & COMPANY, LLC · 30 years registered
Brand Profile
Not yet started
01

Career History

RIOUX & COMPANY, LLC
Dec 2012 – present
RIOUX & COMPANY, LLC
Mar 2006 – Dec 2011
BRISTOL, CT
RIOUX & COMPANY, LLC
Jun 1996 – Dec 2005
BURLINGTON, CT
02

Registrations & Exams

FINRA examinations passed
Series 4
Series 5
Series 7
Series 24
Series 27
Series 53
Series 63
Series 65
Registration record
First registered · June 11, 1996
Years registered · 30
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RIOUX & COMPANY, LLC
CRD 42043 · SEC 801-64933
AUM
$10M
Regulatory assets under management
Employees
1
200 client accounts
Services offered by RIOUX & COMPANY, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at RIOUX & COMPANY, LLC →
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05

Frequently Asked Questions

What services does David Arthur Rioux offer?
David Arthur Rioux specializes in Investment Management. Contact their office in BRISTOL, Connecticut for a consultation.
What are David Arthur Rioux's credentials?
David Arthur Rioux is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Arthur Rioux located?
David Arthur Rioux is based in BRISTOL, Connecticut, working with RIOUX & COMPANY, LLC. Their office serves clients in the BRISTOL metropolitan area and surrounding communities.
How does David Arthur Rioux charge for services?
David Arthur Rioux's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIOUX & COMPANY, LLC?
RIOUX & COMPANY, LLC has approximately 1 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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